Broker Check
19 June
Concentrated Wealth & Taxable Gains Planning Strategies


Topics covered include: 

Definition of concentrated wealth 

The problem of concentrated wealth 

Tax planning strategies for concentrated wealth 

Planning vehicles used to address taxable gains, including: 

  • Net Unrealized Appreciation (NUA) 
  • Delaware Statutory Trust (DST) 
  • Separately Managed Account (SMA) 
  • Exchange Fund 
  • Protective Put & Collar 
  • Donor Advised Fund (DAF) & Private Foundation (PF) 
  • Charitable Trust (CRT/CLT) 

This information is not intended to be a substitute for specific individualized tax advice. We suggest that you discuss your specific tax issues with a qualified tax advisor.

There is no assurance that the techniques and strategies discussed are suitable for all investors or will yield positive outcomes. The purchase of certain securities may be required to effect some of the strategies. Investing involves risk including possible loss of principal.


Date and Time

Wed, Jun 19, 2024

3:00p - 4:00p EST


Zoom webinar


Event Registration